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Services
Our Services
Specially designed to adapt to each company’s unique needs.
AML programs
Development of manuals and policies to implement a robust AML program.
Compliance Officer services
.
Delivering reports to the Regulators.
KYC & Enhanced Due Diligence
Development of Know Your Customer policies.
In-depth analysis of individuals, companies and investors in order to detect potential risks.
Detailed background check analysis of employees, directors and senior members in order to detect potential risks.
M&A enhanced due diligence
Compliance & Ethics programs
Development of Conduct & Ethics manual for your corporation.
Development of internal corporate policies (ie: conflict of interest, Information security, Privacy, Sales practices)
.
Design a monitoring programs to test Compliance with regulations
.
Advisory in the implementation of new regulatory requirements
.
Training
Online and classroom trainings
.
Specialized training for Senior Members.
Training for trainers
.
Training of several topics such as: AML, Sanctions, Corruption, Code of Conduct, Sales Practices, Data protection, Conflict of Interest, among others.
Audit & Assurance
Independent AML Audit review.
Assurance reviews of several topics, such as: customer file testing, conduct & ethics, sales practices, among others.
Compliance status diagnostic for your corporation.
Regulatory Affairs
Attention of regulatory letters
.
Attention of inspection visits from Regulators
.
Authorization of the regulator for outsourcing services
.
Do you need help?
We analyze each project to offer unique customized solutions.
Contact us