Services
Our Services
Specially designed to adapt to each company’s unique needs.
- Development of manuals and policies to implement a robust AML program.
- Compliance Officer services.
- Delivering reports to the Regulators.
- Development of Know Your Customer policies.
- In-depth analysis of individuals, companies and investors in order to detect potential risks.
- Detailed background check analysis of employees, directors and senior members in order to detect potential risks.
- M&A enhanced due diligence
- Development of Conduct & Ethics manual for your corporation.
- Development of internal corporate policies (ie: conflict of interest, Information security, Privacy, Sales practices).
- Design a monitoring programs to test Compliance with regulations.
- Advisory in the implementation of new regulatory requirements.
- Online and classroom trainings.
- Specialized training for Senior Members.
- Training for trainers.
- Training of several topics such as: AML, Sanctions, Corruption, Code of Conduct, Sales Practices, Data protection, Conflict of Interest, among others.
- Independent AML Audit review.
- Assurance reviews of several topics, such as: customer file testing, conduct & ethics, sales practices, among others.
- Compliance status diagnostic for your corporation.
- Attention of regulatory letters.
- Attention of inspection visits from Regulators.
- Authorization of the regulator for outsourcing services.
